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Regulation



The Financial Intelligence Centre launches a new communication platform

The relevant documentation including the press release can be found under the section Anti Money Laundering

Equities Market


Title Date Size Download Comments

1. JSE Equities Rules
12 July 2011
Tuesday, July 12, 2011 979.38 KB

2. JSE Equities Directives
25 February 2011
Friday, March 25, 2011 562.38 KB

3. JSE Guarantee Fund
05 June 2006
Tuesday, February 23, 2010 54.38 KB

Derivatives Market


Title Date Size Download Comments

1. Derivatives Rules
01 December 2010
Thursday, October 28, 2010 701.05 KB

2. Derivatives Directives
05 November 2010
Monday, November 08, 2010 372.26 KB

3. JSE Fidelity Fund Rules
5 June 2006
Tuesday, February 23, 2010 50.11 KB

Interest Rate Market


Title Date Size Download Comments

1. Interest Rate and Currency Rules
Tuesday, May 10, 2011 872.46 KB

2. Interest Rate and Currency Directives
Friday, November 04, 2011 1.17 MB

3. JSE Fidelity Fund Rules
05 June 2006
Monday, May 09, 2011 50.11 KB

4. IRC Tripartite Client Agreement
Friday, May 13, 2011 63.79 KB

5. IRC Clearing Agreement
Friday, May 13, 2011 66.46 KB

6. IRC Client Agreement
Friday, November 04, 2011 70.18 KB

7. IRC Investment Management Agreement
Friday, May 13, 2011 69.66 KB

8. IRC SAFCOM Agreement
Friday, May 13, 2011 68.10 KB

Anti Money Laundering 


Title Date Size Download Comments

01. Guideline FICA Internal Rules
Guideline FICA Internal Rules - May 2007
Wednesday, July 07, 2010 128.45 KB

02. Guidance Notes
The JSE has been granted permission by the Financial Intelligence Centre to issue draft guidelines to the Regulations as an interim measure to assist brokers.
Wednesday, July 07, 2010 162.06 KB

03. FIC Guidance Note for Suspicious Transaction Reporting
Wednesday, July 07, 2010 7.59 MB

04. Summary of the Financial Intelligence Centre Act
Wednesday, July 07, 2010 291.99 KB

05. JSE User Guide
JSE User Guide to the Financial Intelligence Centre Act, the Regulations and the Exemptions
Wednesday, July 07, 2010 198.50 KB

06. FATF Report
October 2009 - Money laundering and terrorist financing in the securities sector
Wednesday, July 07, 2010 1.19 MB

07. PCC Press Release internetrel
Wednesday, July 07, 2010 123.41 KB

08. PCC 01 Establishment of PCC
Wednesday, July 07, 2010 68.32 KB

09. PCC 02 STR Period for Record Keeping final
Wednesday, July 07, 2010 83.60 KB

10. PCC 03 Refugees and asylum seekers
PCC 03 Refugees and asylum seekers
Wednesday, July 07, 2010 85.15 KB

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Insider Trading


Title Date Size Download Comments

Insider Trading
Tuesday, February 23, 2010 218.43 KB

Securities Services Act and Related Notices


Title Date Size Download Comments

20111111-Financial Markets Bill
Financial Markets Bill dated 11 November 2011 showing tracked changes on 4 August 2011 version
Monday, November 14, 2011 995.95 KB

Securities Services Act and Related Notices
Tuesday, February 23, 2010 631.50 KB

JSE Compliance Forum


Title Date Size Download Comments

JSE Compliance Forum
10 August 2007
Tuesday, February 23, 2010 466.03 KB

Examination Syllabi


Title Date Size Download Comments

1. JSE Equities Compliance Officers Examination
New updated August 2011 version
Monday, October 17, 2011 488.91 KB

2. Settlement Officers Exam
Questions and Answers for the JSE Settlement Officer Examination
Tuesday, January 05, 2010 366.98 KB

3. Derivatives Compliance Officer Examination
Wednesday, October 20, 2010 490.28 KB

Listing Requirements  


Title Date Size Download Comments

Proposed changes to Listings Requirements in respect of BEE segment
Friday, November 26, 2010 59.71 KB

Guidelines to Listing on the JSE
Tuesday, February 23, 2010 51.38 KB

More information on listing requirements
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