Regulation

Equities Market	Anti Money Laundering	JSE Compliance Forum
Derivatives Market	Insider Trading	Examination Syllabi
Interest Rate Market	Securities Services Act & Related Notices	Listing Requirements

The relevant documentation including the press release can be found under the section Anti Money Laundering

Equities Market


Title	Date	Size	Download	Comments

1. JSE Equities Rules 12 July 2011	Tuesday, July 12, 2011	979.38 KB

2. JSE Equities Directives 25 February 2011	Friday, March 25, 2011	562.38 KB

3. JSE Guarantee Fund 05 June 2006	Tuesday, February 23, 2010	54.38 KB


Title	Date	Size	Download	Comments

1. Derivatives Rules 01 December 2010	Thursday, October 28, 2010	701.05 KB

2. Derivatives Directives 05 November 2010	Monday, November 08, 2010	372.26 KB

3. JSE Fidelity Fund Rules 5 June 2006	Tuesday, February 23, 2010	50.11 KB


Title	Date	Size	Download	Comments

1. Interest Rate and Currency Rules	Tuesday, May 10, 2011	872.46 KB

2. Interest Rate and Currency Directives	Friday, November 04, 2011	1.17 MB

3. JSE Fidelity Fund Rules 05 June 2006	Monday, May 09, 2011	50.11 KB

4. IRC Tripartite Client Agreement	Friday, May 13, 2011	63.79 KB

5. IRC Clearing Agreement	Friday, May 13, 2011	66.46 KB

6. IRC Client Agreement	Friday, November 04, 2011	70.18 KB

7. IRC Investment Management Agreement	Friday, May 13, 2011	69.66 KB

8. IRC SAFCOM Agreement	Friday, May 13, 2011	68.10 KB


Title	Date	Size	Download	Comments

01. Guideline FICA Internal Rules Guideline FICA Internal Rules - May 2007	Wednesday, July 07, 2010	128.45 KB

02. Guidance Notes The JSE has been granted permission by the Financial Intelligence Centre to issue draft guidelines to the Regulations as an interim measure to assist brokers.	Wednesday, July 07, 2010	162.06 KB

03. FIC Guidance Note for Suspicious Transaction Reporting	Wednesday, July 07, 2010	7.59 MB

04. Summary of the Financial Intelligence Centre Act	Wednesday, July 07, 2010	291.99 KB

05. JSE User Guide JSE User Guide to the Financial Intelligence Centre Act, the Regulations and the Exemptions	Wednesday, July 07, 2010	198.50 KB

06. FATF Report October 2009 - Money laundering and terrorist financing in the securities sector	Wednesday, July 07, 2010	1.19 MB

07. PCC Press Release internetrel	Wednesday, July 07, 2010	123.41 KB

08. PCC 01 Establishment of PCC	Wednesday, July 07, 2010	68.32 KB

09. PCC 02 STR Period for Record Keeping final	Wednesday, July 07, 2010	83.60 KB

10. PCC 03 Refugees and asylum seekers PCC 03 Refugees and asylum seekers	Wednesday, July 07, 2010	85.15 KB


Title	Date	Size	Download	Comments

20111111-Financial Markets Bill Financial Markets Bill dated 11 November 2011 showing tracked changes on 4 August 2011 version	Monday, November 14, 2011	995.95 KB

Securities Services Act and Related Notices	Tuesday, February 23, 2010	631.50 KB


Title	Date	Size	Download	Comments

1. JSE Equities Compliance Officers Examination New updated August 2011 version	Monday, October 17, 2011	488.91 KB

2. Settlement Officers Exam Questions and Answers for the JSE Settlement Officer Examination	Tuesday, January 05, 2010	366.98 KB

3. Derivatives Compliance Officer Examination	Wednesday, October 20, 2010	490.28 KB


Title	Date	Size	Download	Comments

Proposed changes to Listings Requirements in respect of BEE segment	Friday, November 26, 2010	59.71 KB

Guidelines to Listing on the JSE	Tuesday, February 23, 2010	51.38 KB