Regulation

Equities Market	Anti Money Laundering	JSE Compliance Forum
Derivatives Market	Insider Trading	Examination Syllabi
Intrest Rate Market	Securities Services Act & Related Notices	Listing Requirements

The relevant documentation including the press release can be found under the section Anti Money Laundering

Equities Market


Title	Date	Size	Download	Comments

1. Guideline FICA Internal Rules Guideline FICA Internal Rules - May 2007	Tuesday, 09 June 2009	128.45 KB

2. Guidance Notes The JSE has been granted permission by the Financial Intelligence Centre to issue draft guidelines to the Regulations as an interim measure to assist brokers.	Tuesday, 09 June 2009	162.06 KB

3. FIC Guidance Note for Suspicious Transaction Reporting	Tuesday, 09 June 2009	7.59 MB

4. Summary of the Financial Intelligence Centre Act	Tuesday, 09 June 2009	291.99 KB

5. JSE User Guide JSE User Guide to the Financial Intelligence Centre Act, the Regulations and the Exemptions	Tuesday, 09 June 2009	198.50 KB

6. FATF Report October 2009 - Money laundering and terrorist financing in the securities sector	Friday, 11 December 2009	1.19 MB

7. PCC Press Release internetrel	Monday, 22 February 2010	123.41 KB

8. PCC 01 Establishment of PCC	Monday, 22 February 2010	68.32 KB

9. PCC 02 STR Period for Record Keeping final	Monday, 22 February 2010	83.60 KB


Title	Date	Size	Download	Comments

Securities Services Act and Related Notices	Wednesday, 10 June 2009	631.50 KB


Title	Date	Size	Download	Comments

1. JSE Equities Compliance Officers Examination Questions and answers for the JSE Compliance Officer Examination	Thursday, 05 November 2009	536.73 KB

2. Settlement Officers Exam Questions and Answers for the JSE Settlement Officer Examination	Wednesday, 10 June 2009	366.98 KB


Title	Date	Size	Download	Comments

Guidelines to Listing on the JSE	Tuesday, 02 June 2009	51.38 KB