Market Regulation

The regulatory framework that governs the JSE’s role as a market regulator and the compliance obligations of authorised JSE members comprises the Financial Markets Act, 2012, the JSE Rules and Directives and the Financial Intelligence Centre Act, 2001.  The regulatory activities undertaken by the JSE Market Regulation division include the monitoring of trading in the various JSE markets to identify possible market abuse and oversight of JSE members’ compliance with their regulatory obligations.

 

For any query, concern or complaint related to:- 

Trading activity in one of the JSE markets, including potential market abuse; or 

The operation of your account at one of the JSE member firms if the member firm has not satisfactorily addressed your issue, you may contact the JSE Market Regulation Division on surveillance@jse.co.za providing us with all the relevant information.

For all other queries please contact info@jse.co.za

 Equity Market

 

 

JSE Equities RulesJSE Equities Rules1048382https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/EquitiesRules.pdf1/28/2018 10:00:00 PMpdf
JSE Guarantee FundJSE Guarantee Fund55683https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/GuaranteeFund.pdfpdf
JSE Equities DirectivesJSE Equities Directives1209059https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/EquitiesDirectives.pdf1/28/2018 10:00:00 PMpdf

 Derivative Market

 

 

Derivatives RulesDerivatives Rules1058269https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/DerivativesRules.pdf5/1/2017 10:00:00 PMpdf
Derivatives DirectivesDerivatives Directives621053https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/DerivativesDirectives.pdf11/28/2017 10:00:00 PMpdf
JSE Fidelity Fund RulesJSE Fidelity Fund Rules51309https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE Fidelity Fund Rules.pdfpdf

 Interest Rate and Currency Market

 

 

Interest Rate and Currency Derivatives RulesInterest Rate and Currency Derivatives Rules1239491https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Interest Rate and Currency Derivatives Rules.pdf2/7/2018 10:00:00 PMpdf
Interest Rate and Currency Derivatives DirectivesInterest Rate and Currency Derivatives Directives1045281https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Interest Rate and Currency Derivatives Directives.pdf2/6/2018 10:00:00 PMpdf
IRC Client AgreementIRC Client Agreement250508https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Client Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Investment Management Agreement IRC Investment Management Agreement243156https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Investment Management Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC JSE Clear AgreementIRC JSE Clear Agreement241520https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC JSE Clear Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Tripartite Client AgreementIRC Tripartite Client Agreement204919https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Tripartite Client Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Clearing AgreementIRC Clearing Agreement231777https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Clearing Agreement.pdfpdf
JSE Fidelity Fund RulesJSE Fidelity Fund Rules51309https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE Fidelity Fund Rules.pdfpdf

 Insider Trading

 

 

Insider Trading Booklet 2016Insider Trading Booklet 2016313374https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Insider Trading Booklet 2016.pdf10/17/2016 10:00:00 PMpdf

 Conflicts of Interest

 

 

Market Regulation Conflicts of Interest policy Version 1. 31 July 2017Market Regulation Conflicts of Interest policy Version 1. 31 July 2017403121https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Market Regulation Conflicts of Interest policy Version 1. 31 July 2017.pdf8/6/2017 10:00:00 PMpdf

 Examination Syllabi

 

 

Settlement Officers ExamSettlement Officers Exam375789https://www.jse.co.za/content/JSEEducationItems/Settlement Officers Exam.pdfpdf
Derivatives Compliance Officer study materialDerivatives Compliance Officer study material631907https://www.jse.co.za/content/JSEEducationItems/Derivatives Compliance Officer study material.pdfpdf
JSE Equity Compliance Officers Study MaterialJSE Equity Compliance Officers Study Material1115205https://www.jse.co.za/content/JSEEducationItems/JSE Equity Compliance Officers Study Material.pdf3/6/2018 10:00:00 PMpdf

 

 

 

 

 Financial Markets Act (No. 19 of 2012) and Related Notices

 

 

Board Notice 100 of 2013 Matters to be reportedBoard Notice 100 of 2013 Matters to be reported528998https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Board Notice 100 of 2013 Matters to be reported.pdfpdf
Board Notice 96 of 2013 Accounting RecordsBoard Notice 96 of 2013 Accounting Records2015494https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Board Notice 96 of 2013 Accounting Records.pdfpdf
Financial Markets Act 19 of 2012Financial Markets Act 19 of 20121284701https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Financial Markets Act 19 of 2012.pdfpdf

 ‭(Hidden)‬ .Anti Money Laundering

 

 

 Anti Money Laundering

Please use the following link to view all Notices and Guidance Notes issued by the Financial Intelligence Centre. https://www.fic.gov.za/Pages/Home.aspx

 MIFID Equivalence

 

 

JSE KID - Bond FuturesJSE KID - Bond Futures534389https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Bond Futures.pdfpdf
JSE KID - Bond Index FuturesJSE KID - Bond Index Futures534958https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Bond Index Futures.pdfpdf
JSE KID - Call Option on Bond FuturesJSE KID - Call Option on Bond Futures530651https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Call Option on Bond Futures.pdfpdf
JSE KID - Call Option on Bond Index FuturesJSE KID - Call Option on Bond Index Futures544027https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Call Option on Bond Index Futures.pdfpdf
JSE KID - Eris Swap FuturesJSE KID - Eris Swap Futures546269https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Eris Swap Futures.pdfpdf
JSE KID - Jibar FuturesJSE KID - Jibar Futures539475https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Jibar Futures.pdfpdf
JSE KID - Put Option on Bond FuturesJSE KID - Put Option on Bond Futures530623https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Put Option on Bond Futures.pdfpdf
JSE KID - Put Option on Bond Index FuturesJSE KID - Put Option on Bond Index Futures544179https://www.jse.co.za/content/MIFIDEquivalence/JSE KID - Put Option on Bond Index Futures.pdfpdf

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