Market Regulation

The regulatory framework that governs the JSE’s role as a market regulator and the compliance obligations of authorised JSE members comprises the Financial Markets Act, 2012, the JSE Rules and Directives and the Financial Intelligence Centre Act, 2001.  The regulatory activities undertaken by the JSE Market Regulation division include the monitoring of trading in the various JSE markets to identify possible market abuse and oversight of JSE members’ compliance with their regulatory obligations.

For any query, concern or complaint related to:- 

Trading activity in one of the JSE markets, including potential market abuse; or 

The operation of your account at one of the JSE member firms if the member firm has not satisfactorily addressed your issue, you may contact the JSE Market Regulation Division on surveillance@jse.co.za providing us with all the relevant information.

For all other queries please contact info@jse.co.za

 Equity Market

 

 

JSE Equities RulesJSE Equities Rules1046671https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/EquitiesRules.pdf5/21/2017 10:00:00 PMpdf
JSE Guarantee FundJSE Guarantee Fund55683https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/GuaranteeFund.pdfpdf
JSE Equities DirectivesJSE Equities Directives1206286https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/EquitiesDirectives.pdf5/1/2017 10:00:00 PMpdf

 Derivative Market

 

 

Derivatives RulesDerivatives Rules1058269https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/DerivativesRules.pdf5/1/2017 10:00:00 PMpdf
Derivatives DirectivesDerivatives Directives618824https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/DerivativesDirectives.pdf5/1/2017 10:00:00 PMpdf
JSE Fidelity Fund RulesJSE Fidelity Fund Rules51309https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE Fidelity Fund Rules.pdfpdf

 Interest Rate and Currency Market

 

 

Interest Rate and Currency Derivatives Directives Interest Rate and Currency Derivatives Directives 1050391https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Interest Rate and Currency Directives.pdf5/2/2017 7:15:00 AMpdf
Interest Rate and Currency Derivatives Rules Interest Rate and Currency Derivatives Rules 1229108https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Interest Rate and Currency Rules.pdf5/2/2017 5:20:00 AMpdf
IRC Client AgreementIRC Client Agreement250508https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Client Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Investment Management Agreement IRC Investment Management Agreement243156https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Investment Management Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC JSE Clear AgreementIRC JSE Clear Agreement241520https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC JSE Clear Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Tripartite Client AgreementIRC Tripartite Client Agreement204919https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Tripartite Client Agreement.pdf6/8/2014 10:00:00 PMpdf
IRC Clearing AgreementIRC Clearing Agreement231777https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/IRC Clearing Agreement.pdfpdf
JSE Fidelity Fund RulesJSE Fidelity Fund Rules51309https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE Fidelity Fund Rules.pdfpdf

 Insider Trading

 

 

Insider Trading Booklet 2016Insider Trading Booklet 2016313374https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Insider Trading Booklet 2016.pdf10/17/2016 10:00:00 PMpdf

 JSE Compliance Forum

 

 

 Examination Syllabi

 

 

Settlement Officers ExamSettlement Officers Exam375789https://www.jse.co.za/content/JSEEducationItems/Settlement Officers Exam.pdfpdf
Derivatives Compliance Officer study materialDerivatives Compliance Officer study material631907https://www.jse.co.za/content/JSEEducationItems/Derivatives Compliance Officer study material.pdfpdf
JSE Equity Compliance Officers ExaminationJSE Equity Compliance Officers Examination975065https://www.jse.co.za/content/JSEEducationItems/JSE Equity Compliance Officers Examination.pdf4/9/2017 10:00:00 PMpdf

 

 

 

 

 Financial Markets Act (No. 19 of 2012) and Related Notices

 

 

Board Notice 100 of 2013 Matters to be reportedBoard Notice 100 of 2013 Matters to be reported528998https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Board Notice 100 of 2013 Matters to be reported.pdfpdf
Board Notice 96 of 2013 Accounting RecordsBoard Notice 96 of 2013 Accounting Records2015494https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Board Notice 96 of 2013 Accounting Records.pdfpdf
Financial Markets Act 19 of 2012Financial Markets Act 19 of 20121284701https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Financial Markets Act 19 of 2012.pdfpdf

 Anti Money Laundering

 

 

Anti Money Laundering SummaryAnti Money Laundering Summary211531https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/Anti Money Laundering Summary.pdfpdf
FIC Notice Re STR and TPR formsFIC Notice Re STR and TPR forms196248https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/FIC Notice Re STR and TPR forms.pdfpdf
JSE FICA CommunicationJSE FICA Communication76719https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE FICA Communication.pdfpdf
FIC Notice Re Krugerrand dealersFIC Notice Re Krugerrand dealers1535522https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/FIC Notice Re Krugerrand dealers.pdfpdf
FIC Public NoticeFIC Public Notice37151https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/FIC Public Notice.pdfpdf

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