Issuer Regulation

The JSE currently acts as the frontline regulator, setting listings requirements and enforcing trading rules. The Financial Sector Conduct Authority, supervises the JSE in the commission of its regulatory duties and, as the JSE has no criminal or civil jurisdiction, processes any cases where legislation has been contravened.

A new regulatory oversight framework – the ‘twin peaks’ model’ has recently been introduced in the South African financial market. The two new ‘twin peaks’ regulators: Prudential Authority (PA) and the Financial Sector Conduct Authority (FSCA), were established on 1 April 2018. The PA, responsible for prudential supervision of banks, insurance companies and market infrastructures (e.g. exchanges and clearing houses), was established within the Reserve Bank. The FSCA, responsible for the supervision of the conduct of financial institutions including market infrastructures, replaces the Financial Services Board.

The JSE will continue to act as frontline regulator, reporting to the FSCA as the lead regulator.

South Africa was ranked third in the world in terms of the regulation of securities exchanges in the World Economic Forum’s Global Competitiveness Survey for 2016- 2017. This is an accolade for both the JSE and its regulators. ​.

Corporate Finance Department: Annalie de Bruyn +27 11 520 7063
  Tania Wimberley +27 11 520 7067
Continuing Obligations Department: Sipho Mhlambi +27 11 520 7050
SENS Department: Johanna van der Merwe +27 11 520 7155
Investigations Department: Nadia Jada +27 11 520 7968

 Announcements regarding Listing Requirements

 

 

 

 

 

 

 

Contact Us

 

 

Accounting MattersAccounting Mattershttps://www.jse.co.za/current-companies/issuer-regulation/accounting-matters, https://www.jse.co.za/current-companies/issuer-regulation/accounting-matters
JSE Listing Requirements Service Issue 25JSE Listing Requirements Service Issue 25https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE%20Listings%20Requirements.pdf, /content/JSERulesPoliciesandRegulationItems/JSE%20Listings%20Requirements.pdf
Equity Schedule 2Equity Schedule 2https://www.jse.co.za/Pages/currentcompanies/listingapplications.aspx, /Pages/currentcompanies/listingapplications.aspx
Debt Listings Requirements Requirements Service Issue 25Debt Listings Requirements Requirements Service Issue 25https://www.jse.co.za/content/JSERulesPoliciesandRegulationItems/JSE%20Debt%20Listings%20Requirements%20Service%20Issue%2025.pdf, Debt Listings Requirements Service Issue 25
Debt Schedule 4Debt Schedule 4https://www.jse.co.za/current-companies/debt-application-forms, /current-companies/debt-application-forms
Debt Market Process DocumentDebt Market Process Documenthttps://www.jse.co.za/content/JSEEducationItems/Debt%20Market%20Process%20Document.pdf, https://www.jse.co.za/content/JSEEducationItems/Debt%20Market%20Process%20Document.pdf
Investigations UnitInvestigations Unithttps://www.jse.co.za/current-companies/issuer-regulation/investigations-unit, https://www.jse.co.za/current-companies/issuer-regulation/investigations-unit
2018 JSE Document Fees2018 JSE Document Feeshttps://www.jse.co.za/content/JSEPricingItems/MPL/JSE%20Price%20List%202018%20-%20Issuers%2C%20Services%20and%20Trading.pdf, 2018 JSE Document Fees
Conflicts of Interest PolicyConflicts of Interest Policyhttps://www.jse.co.za/content/JSEAnnouncementItems/Issuer%20Regulation%20Conflicts%20Policy%20Final%20FINAL%20January%202018.pdf, https://www.jse.co.za/content/JSEAnnouncementItems/Issuer%20Regulation%20Conflicts%20Policy%20Final%20FINAL%20January%202018.pdf
SAMCODES Synopsis 2016SAMCODES Synopsis 2016https://www.jse.co.za/content/JSEAnnouncementItems/Synopsis%20june%202016.pdf, /content/JSEAnnouncementItems/Synopsis%20june%202016.pdf
JSE ExtranetJSE Extranethttp://extranet.jse.co.za/, JSE Extranet
Issuer Regulation System (SENS)Issuer Regulation System (SENS)https://sens.jse.co.za/Login.aspx, https://sens.jse.co.za/Login.aspx
Issuer Regulation : Archived DocumentsIssuer Regulation : Archived Documentshttps://www.jse.co.za/downloadable-files?RequestNode=/Issuer_Regulations, https://www.jse.co.za/downloadable-files?RequestNode=/Issuer_Regulations

 Guidance Letters

 

 

Guidance Letter BEE Compliance Report August 2017 Guidance Letter BEE Compliance Report August 2017 https://www.jse.co.za/content/JSEGuidanceLettersItems/Guidance Letter BEE Compliance Report August 2017.pdfpdf
JSE Guidance Letter Secondary Listings January 2018JSE Guidance Letter Secondary Listings January 2018https://www.jse.co.za/content/JSEGuidanceLettersItems/JSE Guidance Letter Secondary Listings January 2018.pdfpdf
JSE Letter KAM September 2017JSE Letter KAM September 2017https://www.jse.co.za/content/JSEGuidanceLettersItems/JSE Letter KAM September 2017.pdfpdf

 Bulletins

 

 

Debt Listings Bulletin 1 of 2018Debt Listings Bulletin 1 of 2018https://www.jse.co.za/content/JSEBulletinItems/Debt Listings Bulletin 1 of 2018.pdfpdf

 Checklists

 

 

DLR - Offering Circular - ChecklistDLR - Offering Circular - Checklisthttps://www.jse.co.za/content/JSEChecklistsItems/DLR - Offering Circular - Checklist.docxdocx
Fast Track ListingFast Track Listinghttps://www.jse.co.za/content/JSEChecklistsItems/Fast Track Listing.pdfpdf
MOI Checklist for Secondary Listed CompaniesMOI Checklist for Secondary Listed Companieshttps://www.jse.co.za/content/JSEChecklistsItems/MOI Checklist for Secondary Listed Companies.docxdocx
DLR - Section 6 - ChecklistDLR - Section 6 - Checklisthttps://www.jse.co.za/content/JSEChecklistsItems/DLR - Section 6 - Checklist.docxdocx
S19 - ETNs - ChecklistS19 - ETNs - Checklisthttps://www.jse.co.za/content/JSEChecklistsItems/S19 - ETNs - Checklist.docxdocx

 Approved party courses

 

 

SDP 2017 Rules for CertificationSDP 2017 Rules for Certificationhttps://www.jse.co.za/content/JSEEducationItems/SDP 2017 Rules for Certification.pdfpdf
Updated training courses for Auditors and Reporting Accountant SpecialistsUpdated training courses for Auditors and Reporting Accountant Specialistshttps://www.jse.co.za/content/JSEEducationItems/Updated training courses for Auditors and Reporting Accountant Specialists.pdfpdf